Company Update

----------------Page (0) Break---------------- Secretarial Compliance Report of Dynamic Portfolio Management Services Limited For the year ended March 31, 2025 I M/s Dinesh Sharma, Company Secretaries have examined: (a) all the documents and records made available to us and explanation provided by Dynamic Portfolio Management Services Limited (CIN: L74140DL1994PLC304881) ("the listed entity"), (b) the filings/ submissions made by the listed entity to the stock exchanges, (c) website of the listed entity, (d) any other document/ filing, as may be relevant, which has been relied upon to make this certification, for the year ended March 31, 2025 ("Review Period") in respect of compliance with the provisions of: (a) the Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and (b) the Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of lndia ("SEBI"); The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include: (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015; (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 (Not applicable to the listed entity during the Review Period); (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011; (d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018 (Not applicable to the listed entity during the Review Period); (e) Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 (Not applicable to the listed entity during the Review Period); (f) Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021 (Not applicable to the listed entity during the Review Period); (g) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015; (h) Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 regarding the Companies Act and dealing with client.

(i) Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 and circulars/ guidelines issued thereunder; and based on the above examination, we hereby report that, during the Review Period: ----------------Page (1) Break---------------- (a) The listed entity has complied with the provisions of the above Regulations and circulars/guidelines issued thereunder.

(b) The listed entity has taken the following actions to comply with the observations made in previous reports: Not Applicable, as there being no observation in previous reports: (c) We hereby report that, during the Review Period the compliance status of the listed entity with the following requirements: Sr. No Particulars Compliance status (Yes/ No/ NA) Observations/ Remarks by PCS 1. Secretarial Standards: The compliances of the listed entity are in accordance with the applicable Secretarial Standards (SS) issued by the Institute of Company Secretaries of India (ICSI). Yes ------ 2. Adoption and timely updation of the Policies: (a) All applicable policies under SEBI Regulations are adopted with the approval of board of directors of the listed entity; (b) All the policies are in conformity with SEBI Regulations and have been reviewed & timely updated as per the regulations/ circulars/ guidelines issued by SEBI Yes ------- 3. Maintenance and disclosures on Website: (a) The Listed entity is maintaining a functional website; (b) Timely dissemination of the documents/ information under a separate section on the website; (c) Web-links provided in annual corporate governance reports under Regulation 27(2) are accurate and specific which re-directs to the relevant document(s)/ section of the website Yes ------- 4. Disqualification of Director: None of the Directors of the listed entity are disqualified under Section 164 of Companies Act, 2013. Yes ------ 5. Details related to Subsidiaries of listed entities: (a) Identification of material companies; (b) Requirements with respect to disclosure of material as well as other subsidiaries Yes ------ 6. Preservation of Documents: The listed entity is preserving and maintaining Yes ----- ----------------Page (2) Break---------------- records as prescribed under SEBI Regulations and disposal of records as per Policy of Preservation of Documents and Archival policy prescribed under the LODR Regulations.

7. Performance Evaluation: The listed entity has conducted performance evaluation of the Board, Independent Directors and the Committees at the start of every financial year as prescribed in SEBI Regulations Yes ----- 8. Related Party Transaction.

The listed entity has obtained prior approval of Audit Committee for all Related party transactions; (b) In case no prior approval obtained, the listed entity shall provide detailed reasons along with confirmation whether the transactions were subsequently approved/ ratified/ rejected by the Audit committee.

Yes N.A.

The Listed Entity has obtained the prior approval of Audit Committee for all Related transactions 9. Disclosure of events or information: The listed entity has provided all the required disclosure(s) under Regulation 30 along with Schedule III of the LODR Regulations within the time limits prescribed thereunder.

Yes ----- 10. Prohibition of Insider Trading: The listed entity is in compliance with Regulation 3(5) &3(6) of SEBI (Prohibition of Insider Trading) Regulations, 2015 Yes ----- 11. Actions taken by SEBI or Stock Exchange(s), if any: No actions taken against the listed entity/ its promoters/directors/ subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) SEBI Regulations and circulars/ guidelines issued thereunder.

Yes The DEMAT Account of Promoter R K Newatia is blocked as an action of stock exchange in relation to Non Payment of Dues.

12. Resignation of statutory auditors from the listed entity or its material subsidiaries: In case of resignation of statutory auditor from the listed entity or any of its material subsidiaries during the financial year, the listed entity and / or its material subsidiary(ies) has / have complied with paragraph 6.1 and 6.2 of section V-D of chapter V of the Master Circular on compliance with the provisions of the LODR Regulations by listed entities.

NA There was no resignation of statutory auditors in the Listed entity during the review NA period.

Further the Listed Entity does not have any material subsidiary.

13. No additional non-compliances observed: NA There are no ----------------Page (3) Break---------------- No additional non-compliance observed for any of the SEBI regulation/ circular/guidance note etc. except as reported above non- compliances observed in the listed entity Assumptions & Limitation of Scope and Review: 1. Compliance of the applicable laws and ensuring the authenticity of documents and information furnished, are the responsibilities of the management of the listed entity.

2. Our responsibility is to report based upon our examination of relevant documents and information.

This is neither an audit nor an expression of opinion.

3. We have not verified the correctness and appropriateness of financial records and books of accounts of the listed entity.

4. This report is solely for the intended purpose of compliance in terms of Regulation 24 A(2) of the LODR Regulations and is neither an assurance as to the future viability of the listed entity nor of the efficacy or effectiveness with which the management has conducted the affairs of the listed entity.

Place: Jaipur For Dinesh Sharma Date: 29/05/2025 (Company Secretaries) (ICSI Unique Code I2022RJ324423700 PR 6796/2025) CS Dinesh Sharma ACS: 44736 CP: 26246 UDIN: A044736G000497760 ----------------Page (4) Break----------------